| 21-02392 | 03/14/2022 | Claimant(s): Bizhan Sheikholeslami
Claimant Lawyers(s): Bizhan Zia Sheikholeslami
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Terry F Peppard
Hearing Site: Milwaukee, WI
|  | $163 |
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen
Claimant Lawyers(s): Daniel Rosen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Jack Friedman
Hearing Site: Jersey City, NJ
| | $300 |
| 19-02176 | 01/28/2022 | Claimant(s): Theresa Irene Deukmedjian IRA, Deukmedjian Revocable Family Trust
Claimant Lawyers(s): Nicholas Berg
Respondent(s): David Pathe, in his capacity as Atty, Charles Schwab & Co.., David Pathe IRA Contributory, The David Pathe Trust dtd 7/17/2002
Respondent Lawyers(s): George C. Miller, Gilbert R. Serota
Arbitrator(s): Mark R. Lee, Robert B. Hansohn, Janice L. Sperow
Hearing Site: San Diego, CA
| | $0 |
| 21-00544 | 12/13/2021 | Claimant(s): Ranjit LoboPrabhu
Claimant Lawyers(s): Ranjit LoboPrabhu
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley
Hearing Site: Houston, TX
| | $0 |
| 20-00461 | 12/10/2021 | Claimant(s): Brian Bertrand
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Bill Lamoreaux
Hearing Site: Dallas, TX
| | $0 |
| 20-03381 | 11/17/2021 | Claimant(s): Marcia Bonilla
Claimant Lawyers(s): H. Daniel Murphy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Edward K. Lenci, Jeffrey Alan Helewitz, Jay Alan Kranis
Hearing Site: New York, NY
| | $0 |
| 20-03365 | 11/11/2021 | Claimant(s): Matthew Nekuza
Claimant Lawyers(s): Henry Simpson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers
Hearing Site: Dallas, TX
| | $0 |
| 21-00620 | 11/03/2021 | Claimant(s): Kristen Graham
Claimant Lawyers(s): Norman W. Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
| | $0 |
| 21-01035 | 09/17/2021 | Claimant(s): Erguis Mertiri
Claimant Lawyers(s): Erguis Mertiri
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Adam A. Brown
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 20-04029 | 09/01/2021 | Claimant(s): Martin Danial
Claimant Lawyers(s): Martin M Danial
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Kenneth E. Owen, Susan B. Gans-Smith, Owen Frances
Hearing Site: Los Angeles, CA
| | $0 |
