Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02847 | 10/25/2022 | Claimant(s): Sean Barker Claimant Lawyers(s): Alexander Darr Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Frank Cuccio Arbitrator(s): Samuel H. Chorches, John W. Eichleay, Edward W. Morris Hearing Site: Augusta, ME |  | $0 |
| 21-02933 | 10/14/2022 | Claimant(s): Li Lin Rood, Richard Rood Claimant Lawyers(s): Li Lin Rood Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Elwood C. Avery Hearing Site: Seattle, WA | | $0 |
| 21-02838 | 09/22/2022 | Claimant(s): Fabrice Dejean Claimant Lawyers(s): Fabrice Dejean Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Anthony D. DeToro, Joseph C. Watson, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA | | $0 |
| 20-04126 | 08/16/2022 | Claimant(s): Maria Fernbach Claimant Lawyers(s): Stuart D. Meissner Respondent(s): Charles Schwab & Co.., Pinnacle Associates, Ltd. Respondent Lawyers(s): Gilbert R. Serota, James Nealon Arbitrator(s): Paul C. Kurland, Kevin F. Cuddihy, Kenneth Brown Hearing Site: New York, NY | | $1,177,150 |
| 21-02551 | 08/15/2022 | Claimant(s): Joseph Dixon Claimant Lawyers(s): Joseph O. Dixon Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Barry Goldman, Phyllis Karasov, Allan Witz Hearing Site: Minneapolis, MN | | Dismissed by Rule 12504 |
| 21-01827 | 07/13/2022 | Claimant(s): Daniel Schoonover Claimant Lawyers(s): Daniel L. Schoonover Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert Elliot Harrison Hearing Site: New York, NY | | $0 |
| 21-00441 | 07/05/2022 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Issa Dababneh Respondent Lawyers(s): Issa J. Dababneh Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |
| 20-02414 | 06/23/2022 | Claimant(s): Kenneth L. Covell Claimant Lawyers(s): Kenneth L. Covell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | | $79,550 |
| 21-00548 | 06/22/2022 | Claimant(s): Estate of Inayat S. Fleischaker Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Jonathan B. Gilbert, Odalo Joseph Ohiku, Denise Renee Poindexter Hearing Site: Chicago, IL | | Expungement |
| 22-00237 | 06/16/2022 | Claimant(s): Andrew Forwand Claimant Lawyers(s): Andrew Forwand Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | | $9,650 |