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FINRA Awards for Joseph Dixon

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0255108/15/2022Claimant(s): Joseph Dixon
Claimant Lawyers(s): Joseph O. Dixon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Barry Goldman, Phyllis Karasov, Allan Witz
Hearing Site: Minneapolis, MN
Checkmark IconDismissed by Rule 12504

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