17-02249 | 05/14/2018 | Claimant(s): Barbara Mittenberg Claimant Lawyers(s): Barbara L Mittenberg Respondent(s): Barbara Ginty Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Martin A. Edelstein Hearing Site: Albany, NY
| | Expungement |
12-00220 | 01/08/2016 | Claimant(s): Eugene Romaska, Pearl Romaska, The SEP IRA FBO Eugene J. Romaska, Eugene J. Romaska, Controlling Joint Ten Claimant Lawyers(s): W. Alexander Melbardis Respondent(s): Hemant Singh, Financial Network Investment Corporation Respondent Lawyers(s): Matthew Tracy, Philip L. Guarino Arbitrator(s): Peter A. Goldman, Oliver Wayne Williams, Ernesto V. Luzzatto Hearing Site: New York, NY
| | Expungement |
11-00489 | 07/19/2012 | Claimant(s): Shirley Baer Claimant Lawyers(s): Barry R. Lax Respondent(s): Hemant Singh, Financial Network Investment C Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno Hearing Site: New York, NY
| | Expungement |
09-06361 | 05/17/2012 | Claimant(s): The Estate of George T. Arns, The Arns Family Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Frank Delli Carpini, Pershing LLC, UBS Financial Services Inc., Belle Haven Investments, L.P. Respondent Lawyers(s): Amy B. Bard, Garry Lischin, Matthew Tracy Arbitrator(s): Kinchen C. Bizzell, Saul Scheier, Ellyn S. Roth Hearing Site: New York, NY
| | Expungement |
10-00569 | 05/05/2011 | Claimant(s): Kory Hummer Claimant Lawyers(s): Joseph E. Gasperetti Respondent(s): Richard Ganz, H. Beck. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): William C. Boinest, Donald B. Vaden, Janice L. Burnham Hearing Site: Richmond, VA
| | $0 |
09-02175 | 11/02/2010 | Claimant(s): Paula Eisenstein Claimant Lawyers(s): John P. Connolly Respondent(s): Eric Meyers, H. Beck. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Anne Q. Uno, Stanley A. Cook, Douglas Earl McLaren Hearing Site: Washington, DC
| | $269,283 |
09-01187 | 04/07/2010 | Claimant(s): Richard and Barbara Danielewski Claimant Lawyers(s): Harwell M. Darby Respondent(s): Brecc Avellar, Avellar Advisors., Synergy Investment Group Respondent Lawyers(s): Matthew Tracy Arbitrator(s): George T. Baskerville, Janice L. Burnham, Donita M. King Hearing Site: Richmond, VA
| | Stipulated Award and Expungement |
09-04196 | 02/01/2010 | Claimant(s): Francis LaLuna Claimant Lawyers(s): Francis J. LaLuna Respondent(s): ING Investment Management Services LLC Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
| | $163 |
08-02659 | 08/03/2009 | Claimant(s): Wilfred Underwood Claimant Lawyers(s): Wilfred J. Underwood Respondent(s): Richard Brownstein, SII Investments. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Arnold Limsky, Edith M. Novack, Thomas Anthony Brady Hearing Site: Newark, NJ
| | $5,750 |
08-04189 | 04/16/2009 | Claimant(s): Charles Hunter Branch (Estate) Claimant Lawyers(s): William Todd Branch Respondent(s): Kent Greenway, H. Beck. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Stanley H. Ragle Hearing Site: Richmond, VA
| | $213 |