FINRA Awards for Matthew Tracy

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02006	03/26/2021	Claimant(s): James Underhill Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ
19-02697	03/17/2020	Claimant(s): Aaron Gore, David Monckton, Ronald Metcalf, Samuel Head Claimant Lawyers(s): Bryce Benson Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Richard S. Zaifert, Harvey R. Linder, Brian Stafford Hearing Site: Columbia, SC
11-04814	08/23/2012	Claimant(s): Keith Steidle Claimant Lawyers(s): Brian A. Carlis Respondent(s): National Planning Corporation Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Philip Boyd Wisener Hearing Site: Newark, NJ
11-02647	12/12/2011	Claimant(s): David Lerner Associates. Claimant Lawyers(s): Michael G. Shannon Respondent(s): Benjamin Lingenfelter Respondent Lawyers(s): Matthew Tracy Arbitrator(s): William Wong, Noel B. Berman, Michael C. Cantor Hearing Site: New York, NY