| 19-00474 | 03/25/2021 | Claimant(s): Alberto Nieves, Gladys Anton
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Jack Friedman, Mary Ellen Burns, Edmund Timothy Donovan
Hearing Site: New York, NY
|  | $250,000 |
| 17-00520 | 01/29/2018 | Claimant(s): Drema Weaver, BB&T Investment Services.
Claimant Lawyers(s): Katherine McGrail
Respondent(s): Carl Foxworth, Mollie Foxworth
Respondent Lawyers(s): Gene M. Connell
Arbitrator(s): Allan N. Taffet, Mary Ellen Burns, Richard A. Cini
Hearing Site: New York, NY
| | Expungement |
| 13-01636 | 11/27/2013 | Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Falcon Investment Partners Limited
Respondent Lawyers(s): Alexandra J. Marinzel
Arbitrator(s): Mary Ellen Burns, Lisa Catalano, Sally Jane Sancimino
Hearing Site: New York, NY
| | $0 |
| 10-01486 | 08/14/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan Reyes
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 12-01624 | 05/16/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Timothy Feil
Respondent(s): Steven Jennings
Respondent Lawyers(s): Steven Andrew Jennings
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 10-00672 | 02/17/2011 | Claimant(s): Marta Toscano and Robert M. Toscano
Claimant Lawyers(s): Karen J Van Ingen
Respondent(s): Chase Investment Services Corp., Marshall Foster
Respondent Lawyers(s): Heather L. Freiburger
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | $39,784 |
| 09-00005 | 05/27/2010 | Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Gary Melius, John Donahue, Roger Bahnik
Respondent Lawyers(s): Bryan T. Mohler, Marc J. Ross
Arbitrator(s): Joseph B. Russell, Mary Ellen Burns, Scott W. Mulford
Hearing Site: New York, NY
| | $0 |
| 08-03462 | 03/18/2010 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): Jonathan Jacobson
Arbitrator(s): John J. Witkowski, Veera V. Konka, Mary Ellen Burns
Hearing Site: New York, NY
| | $388,560 |
| 09-01805 | 11/30/2009 | Claimant(s): Merlin Securities
Claimant Lawyers(s): Jonathan W. Hughes
Respondent(s): Traunche Global Micro Fund
Respondent Lawyers(s): Evan A. Vaughan
Arbitrator(s): Eva H. Posman, Eric S. Hutner, Mary Ellen Burns
Hearing Site: New York, NY
| | $0 |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
