| 11-00134 | 09/09/2019 | Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
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| 18-02592 | 01/30/2019 | Claimant(s): Ivan Shore
Claimant Lawyers(s): John Coster
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 15-02956 | 12/28/2016 | Claimant(s): Royce Potts
Claimant Lawyers(s): Royce H. Potts
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Mary Ellen Burns, Annamaria Boccia Smith, Mariane A. Liebowitz
Hearing Site: New York, NY
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| 12-00888 | 08/13/2013 | Claimant(s): Kim Timmins
Claimant Lawyers(s): Pamela Aurelien
Respondent(s): Deutsche Bank Securities., Mario Saljanin
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns
Hearing Site: New York, NY
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| 09-02035 | 06/03/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber
Hearing Site: New York, NY
| | Stipulated Award |
| 09-06184 | 04/27/2010 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): David Polifroni
Respondent Lawyers(s): David W. Polifroni
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
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| 09-05199 | 03/24/2010 | Claimant(s): Rohinton Bulsara
Claimant Lawyers(s): Rohinton B. Bulsara
Respondent(s): First Asian Securities Corporation
Respondent Lawyers(s): Venketachalam Parameswaran
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
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| 07-02607 | 12/12/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY
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| 07-02992 | 03/04/2008 | Claimant(s): Margaret Lyon
Claimant Lawyers(s): Margaret C. Lyon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
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| 06-02862 | 10/03/2007 | Claimant(s): Jacob Niremberg
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): NYLife Securities LLC, George Gordon
Respondent Lawyers(s): Christopher S. Rooney
Arbitrator(s): Norman B. Arnoff, Mary Ellen Burns, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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