12-02497 | 09/19/2013 | Claimant(s): James Halusky Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | Expungement |
11-03725 | 06/18/2013 | Claimant(s): Laurent La Brie Claimant Lawyers(s): Andrew L. Jiranek Respondent(s): TD Ameritrade., Scott Cornett Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |
12-02028 | 02/25/2013 | Claimant(s): Joan McGill, Peter McGill Claimant Lawyers(s): Peter R. McGill Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Hoffman Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |
10-04075 | 10/04/2012 | Claimant(s): Cheryl Wittmann, Robert Wittmann Claimant Lawyers(s): D. Waxton White Respondent(s): Marilee Hill, Steven L. Falk & Associates Inc. Respondent Lawyers(s): H. Thomas Fehn, Steven L. Falk Arbitrator(s): Douglas Earl McLaren, Jane F. Moore, Vicky L. Orem Hearing Site: Baltimore, MD
| | $61,600 |
10-01972 | 05/31/2011 | Claimant(s): Deborah Traficante Claimant Lawyers(s): Walter Birkel Respondent(s): James Lacey, UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee Hearing Site: Washington, DC
| | Expungement |
10-04455 | 04/20/2011 | Claimant(s): Alan Zelenski Claimant Lawyers(s): Alan S Zelenski Respondent(s): Wells Fargo Advisors, Jeffrey Thiele, Richard Bucaro Respondent Lawyers(s): Yoonsun Chung Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC
| | $0 |
09-05568 | 02/22/2011 | Claimant(s): Nicole Secrest, William F. Runge IRA, Trust Created fbo Nicole A. Secrest, William F. Runge Revocable Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Nikolas Komyati Arbitrator(s): William H. Malloy, Merle D. Rockwell, Douglas Earl McLaren Hearing Site: Washington, DC
| | $124,156 |
09-02175 | 11/02/2010 | Claimant(s): Paula Eisenstein Claimant Lawyers(s): John P. Connolly Respondent(s): Eric Meyers, H. Beck. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Anne Q. Uno, Stanley A. Cook, Douglas Earl McLaren Hearing Site: Washington, DC
| | $269,283 |
09-05127 | 05/03/2010 | Claimant(s): Judith Polk-Sebring Claimant Lawyers(s): Randall C. Place Respondent(s): Steven Lockshin, City National Securities. Respondent Lawyers(s): Matthew A. Eisenstein Arbitrator(s): Steven R. Bralove, Douglas Earl McLaren, Joseph O'Donnell Hearing Site: Washington, DC
| | Expungement |
09-00958 | 11/11/2009 | Claimant(s): Sandra Slayton Claimant Lawyers(s): Erienne J. Roberts Respondent(s): Wachovia Securities, Evelyn Scarborough, Tom Greasor Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC
| | $9,443 |