22-00677 | 11/10/2023 | Claimant(s): Robert Hamilton, Robert J. Hamilton IRA Claimant Lawyers(s): Richard H. Elliott Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Louis J. Weber, Karen Roberts Washington, Joseph A. Vicario Hearing Site: Dallas, TX
| | $0 |
19-01425 | 12/17/2019 | Claimant(s): Anna Shursen, IRA, James Higbee Claimant Lawyers(s): Richard A. Lewins Respondent(s): Bobby James, SCF Securities. Respondent Lawyers(s): Gary S. Kessler, Jacob Brian Kring Arbitrator(s): Louis J. Weber, Robert J. Gregory, Larry Adair Hearing Site: Dallas, TX
| | Dismissed by Rule 12206/12504 |
17-02050 | 08/24/2019 | Claimant(s): Adilia Beam, The Estate of Monte Beam Claimant Lawyers(s): Alan L. Rosca Respondent(s): Jon Tribbel, Conover Securities Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Louis J. Weber, Nicole T. LeBoeuf, Lawrence R. Maxwell Hearing Site: Dallas, TX
| | $0 |
16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al Claimant Lawyers(s): Richard A. Lewins Respondent(s): Christopher Anthony Respondent Lawyers(s): Christopher Paul Anthony Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston Hearing Site: Dallas, TX
| | $50,000 |
18-00437 | 06/13/2019 | Claimant(s): Cynthia Beller Claimant Lawyers(s): James Robert Krause Respondent(s): Allyn Donaubauer, Raymond, James & Associates. Respondent Lawyers(s): Linda Broocks Arbitrator(s): Louis J. Weber, Lawrence Frederick Ranallo, Richard Thomas Huston Hearing Site: Dallas, TX
| | Expungement |
17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris Hearing Site: Dallas, TX
| | $0 |
17-02241 | 12/31/2018 | Claimant(s): Thomas Peterson Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair Hearing Site: Dallas, TX
| | $0 |
17-02401 | 05/24/2018 | Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield Claimant Lawyers(s): Richard Lewins Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc. Respondent Lawyers(s): Todd A. Murray Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair Hearing Site: Dallas, TX
| | $76,000 |
16-01159 | 05/04/2018 | Claimant(s): Todd Benson, Regency Machine Inc. Claimant Lawyers(s): Ross D. Carmel Respondent(s): Elvis Rodriguez, Joseph Damsker Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell Hearing Site: Dallas, TX
| | $0 |
13-02775 | 04/01/2015 | Claimant(s): The Van Huss Family Trust Claimant Lawyers(s): Curtis Van Huss Respondent(s): Edward Jones Respondent Lawyers(s): Justin J. D'Elia Arbitrator(s): Louis J. Weber, C. Sumpter Logan, Clement Osimetha Hearing Site: Dallas, TX
| | Expungement |