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FINRA Awards for Kirtley M. Thiesmeyer

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Displaying 10 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0135011/02/2023Claimant(s): Elite Pet Grooming Inc., Tadazzleme
Claimant Lawyers(s): Timika Snorton
Respondent(s): Brex Treasury LLC
Respondent Lawyers(s): Edrei G. Swanson
Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Maggie Soleimani
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0159910/24/2023Claimant(s): Barbara Fluetsch
Claimant Lawyers(s): Barbara A. Fluetsch
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
Checkmark Icon$300
23-0032509/22/2023Claimant(s): Alexander Soifer
Claimant Lawyers(s): Alexander Nation Soifer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kirtley M. Thiesmeyer, Thomas James Norman, Robert D. Coviello
Hearing Site: Los Angeles, CA
Checkmark Icon$17,300
21-0169312/23/2022Claimant(s): Guohua Wang
Claimant Lawyers(s): Andrew W. Robertson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Kirtley M. Thiesmeyer, Michael Lawrence Chappell, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
Checkmark Icon$0
22-0023706/16/2022Claimant(s): Andrew Forwand
Claimant Lawyers(s): Andrew Forwand
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$9,650
19-0358809/17/2021Claimant(s): Adolph Garcia, Elsie Garcia, Garcia Family Trust
Claimant Lawyers(s): J. Ryan Gustafson
Respondent(s): Morgan Stanley, George Strnad
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Joyce L. Hurley, Kirtley M. Thiesmeyer, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0037007/27/2021Claimant(s): Misbah Eldereiny
Claimant Lawyers(s): Tarek Saleh
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kirtley M. Thiesmeyer, Shawn Michael Spaulding, William (Lee) Biddle
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206
20-0289703/08/2021Claimant(s): Mohammed Sami
Claimant Lawyers(s): Mohammed Sami
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0289812/23/2020Claimant(s): Minoo Daneshrad, Minoo Daneshrad IRA
Claimant Lawyers(s): Gregory Simon
Respondent(s): Western International Securities.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
Checkmark IconSettlement
18-0328703/20/2020Claimant(s): Leigh Datzker, Ttee Annabelle Datzker Tr
Claimant Lawyers(s): Leigh Alan Datzker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Kirtley M. Thiesmeyer, Paula K. Konikoff, Marie Ann Stein
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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