| 18-01386 | 05/15/2019 | Claimant(s): Edward Dobroski
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Gennity
Respondent Lawyers(s): William Christian Gennity
Arbitrator(s): Robert A. Bettis, Douglas Wade Carvell, Michael Joseph Riggs
Hearing Site: Dallas, TX
|  | $2,404,380 |
| 17-01682 | 03/19/2019 | Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 16-03605 | 08/24/2018 | Claimant(s): Kathy Wookey, Thomas Wookey
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell
Hearing Site: Rapid City, SD
| | $330,425 |
| 16-02823 | 05/23/2018 | Claimant(s): James Holstine
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Gary Demetri, Robert Marcus, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Terry F. Peppard, Ronald L. Lantz, Kenneth M. Cherrier
Hearing Site: Des Moines, IA
| | $22,108 |
| 15-02971 | 05/15/2017 | Claimant(s): Susan Monaco, Luke Monaco Custodian Account
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Alexander Capital, L.P., Legend Securities.
Respondent Lawyers(s): Aaron Wright, Salvatore C. Caruso
Arbitrator(s): Steven R. Bralove, David Paul Clark, Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
| 10-00745 | 05/08/2013 | Claimant(s): John Medley
Claimant Lawyers(s): Michael Fahey
Respondent(s): John Stapleton, Pointe Capital.
Respondent Lawyers(s): Aime Dempsey, Liam O'Brien
Arbitrator(s): Robert T. Allen, George W. McKellar, Michael F. Pearl
Hearing Site: Raleigh, NC
| | Expungement |
| 10-05603 | 02/14/2013 | Claimant(s): Marvin Weinar
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Alan M. Schankel, Paul J. Greco, Gail Ellen Yarnell
Hearing Site: Philadelphia, PA
| | $270,000 |
| 10-01684 | 01/13/2012 | Claimant(s): Britta Chojnacki, David Brill, Walter Chojnacki
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Christopher Shufeldt, La Salle St. Securities, L.L.C., Kimball & Cross Investment Mgmt Corp.
Respondent Lawyers(s): James D. Fornari, John C. Clifford, Matthew M. Showel
Arbitrator(s): Gordon E. Wright, Joseph L. Farrell, Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $42,800 |
| 08-02311 | 04/07/2009 | Claimant(s): John Scott
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Myrtle Gilpin-Morgan
Respondent Lawyers(s): Myrtle J. Gilpin-Morgan
Arbitrator(s): C. Anthony Bell, Thomas M. Crawford, Edith M. Novack
Hearing Site: Newark, NJ
| | $145,540 |
