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FINRA Awards for J.P. Morgan Securities

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Displaying 21-30 out of 107 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0380804/05/2022Claimant(s): Gabrielle Sigel, Jacqueline Rosen, Lawrence Osman, Rochelle Seeman, Osman Family Trust
Claimant Lawyers(s): Katherine A. Petti
Respondent(s): J.P. Morgan Securities, Sherod Hanson
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Benjamin F. Breslauer, Virginia Alice Suveiu, Barry D. Kaye
Hearing Site: Los Angeles, CA
Checkmark Icon$0
20-0336403/21/2022Claimant(s): Vanessa Jones
Claimant Lawyers(s): Vanessa Jones
Respondent(s): J.P. Morgan Securities, Maurice Lounds, Paul Fiacable
Respondent Lawyers(s): Daniel Rucker, Shipra K. Rege
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0329902/03/2022Claimant(s): Abraham Seidman Irrevocable Trust
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Guergana Karaalanova, J.P. Morgan Securities, Kevin Hitz
Respondent Lawyers(s): Heidi E. VonderHeide, Kevin Timothy Hitz
Arbitrator(s): Ray J. Grzebielski, Flora Fell, Scott Miller
Hearing Site: Chicago, IL
Checkmark IconExpungement
21-0098801/07/2022Claimant(s): Bettie Sam, Sidney Sam
Claimant Lawyers(s): Bettie Jean Sam
Respondent(s): Angela Leister, Elias Davis, Erin Minerd, J.P. Morgan Securities, Matthew Simpson, Robert Weiss, Wayne White
Respondent Lawyers(s): Ali I. Haque, Michael A. Gross
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
Checkmark Icon$300
20-0166912/09/2021Claimant(s): Lacey Keath
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, James Douglas Gaughan
Hearing Site: Houston, TX
Checkmark Icon$4,000,000
20-0233810/20/2021Claimant(s): Suzanne Spaner
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond
Hearing Site: Atlanta, GA
Checkmark IconExpungement
20-0362009/14/2021Claimant(s): Marketing Concepts Group 401(K) & Profit
Claimant Lawyers(s): Donald A. Murday
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$8,130
20-0224307/21/2021Claimant(s): Doris Chien, John Chien
Claimant Lawyers(s): John Y. Chien
Respondent(s): J.P. Morgan Securities, Jason Jensen, Tim Lippincott
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Joseph C. Watson, Daniel David Kopman, Howard Clark Posner
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0205302/05/2021Claimant(s): Beverley Schottenstein, Beverly B. Schottenstein, as Co-Trustee
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Avi Schottenstein, Evan Schottenstein, J.P. Morgan Securities
Respondent Lawyers(s): Gabrielle L. Gould, Jonathan J. Brennan, Robert C. Harris
Arbitrator(s): James M. Scutti, David Rich, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
Checkmark Icon$18,947,500
20-0328702/01/2021Claimant(s): John Mazuroski
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
Checkmark Icon$14,600

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