| 09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
|  | $15,000 |
| 08-04107 | 04/05/2010 | Claimant(s): Alan Wein, Noele Wein, Nolan Services.
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus
Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-00448 | 03/18/2010 | Claimant(s): Mark Rosenfeld and Mona Rosenfeld
Claimant Lawyers(s): Evan H. Lechtman
Respondent(s): Raymond, James & Associates., Norman Nelson
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): John J. Jordan, Carol Corbett, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $165,000 |
| 09-00444 | 03/16/2010 | Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex
Claimant Lawyers(s): Joseph M. Armstrong
Respondent(s): Ronald Aungst, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $0 |
| 09-02041 | 03/12/2010 | Claimant(s): Joseph Quill, Dr. Joseph R. Quill, Grantor and Benefic
Claimant Lawyers(s): Jean Hanna Bickhart
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): John J. Jordan, Fred M. Fleisher, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $110,800 |
| 08-03527 | 02/24/2010 | Claimant(s): Est. of Raymond H. Castellano by Mary M.
Claimant Lawyers(s): Daniel F. Corrigan
Respondent(s): Jason Mieras, Lawrence Mieras, American Portfolis Financial Services, I
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Jerry Schuchman, Jordan Roy Nelson, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00288 | 02/09/2010 | Claimant(s): Har Nebo Cemetery LP LLC by Richard Levy
Claimant Lawyers(s): David G. Butterworth
Respondent(s): Gershon Trimpol
Respondent Lawyers(s): Jayme L Butcher
Arbitrator(s): Doris J. Dabrowski, Alan M. Schankel, Lisa A. Ndiaye
Hearing Site: Philadelphia, PA
| | Expungement |
| 08-00554 | 02/04/2010 | Claimant(s): William H. Agnew and Bernadien R. Agnew
Claimant Lawyers(s): William H. Agnew
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 09-04196 | 02/01/2010 | Claimant(s): Francis LaLuna
Claimant Lawyers(s): Francis J. LaLuna
Respondent(s): ING Investment Management Services LLC
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $163 |
| 08-04924 | 12/31/2009 | Claimant(s): Duckkyu Chang, Kee Chang, Duckkyu Chang TTEE Cumberland Pathology
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): David Smith, Thomas Livingston, Timothy McGinn, William Lex, McGinn, Smith & Co..
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Edward Greer, Thomas Benjamin Salzer, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $805,110 |
