| 14-03186 | 02/24/2017 | Claimant(s): Thomas Lewis, Lewis Family Limited Partnership
Claimant Lawyers(s): Alan Frank
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Matthew A. White
Arbitrator(s): Thomas Benjamin Salzer, Richard M. Rosenbleeth, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
|  | $600 |
| 16-00430 | 02/14/2017 | Claimant(s): Howard Schreibstein, Wendy Schreibstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan- Cona
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
| | $23,650 |
| 15-03291 | 01/04/2017 | Claimant(s): Jay McCay
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Diane Ciccone, Edward Blumstein, William J. Hirsch
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-01341 | 11/08/2016 | Claimant(s): Patricia FitzPatrick, Henry B FitzPatrick Jr, Trust
Claimant Lawyers(s): Patricia F Donlon
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | $0 |
| 16-00443 | 11/03/2016 | Claimant(s): The Atle Fjeld and Kirsten Fjeld joint L
Claimant Lawyers(s): Atle Fjeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Cornelius C. Clancy, Gordon M. Wase, Frank P. Santangelo
Hearing Site: Philadelphia, PA
| | $10,000 |
| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
| | $115,000 |
| 15-01395 | 08/10/2016 | Claimant(s): Thomas Suchocki
Claimant Lawyers(s): Raymond J. Zane
Respondent(s): Scott Wiese, Sun National Bank, Invest Financial Corporation
Respondent Lawyers(s): Barry Temkin, James A. Kellar, Kate E. DiGeronimo
Arbitrator(s): Steven T. Stern, Timothy C Russell, Mary Jane Walk
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00688 | 07/19/2016 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Renos Gordos
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
| | $0 |
| 12-04195 | 07/15/2016 | Claimant(s): Lundes Garrett
Claimant Lawyers(s): Lundes Garrett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Jill Leeds-Rivera, Michael P. Marryshow, Carla Fisher
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00292 | 06/20/2016 | Claimant(s): Estate of Earl L. Everline, Karl J. EverlineTTee of Everline Family
Claimant Lawyers(s): Kelly Everline
Respondent(s): Raymond James Financial Services., Janney Montgomery Scott LLC
Respondent Lawyers(s): Amy E. Sparrow, Robert M. Rudnicki
Arbitrator(s): Elliot B. Platt, Jim Geiger, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
