| 15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): James A. Hayes, Christopher M. McMurray
Hearing Site: Baltimore, MD
|  | Expungement |
| 15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
| | $300 |
| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
| | $11,571,500 |
| 14-00418 | 03/16/2015 | Claimant(s): Dorothy Aukofer
Claimant Lawyers(s): John P. Connolly
Respondent(s): Frederick Baerenz, AOG Wealth Management, Cetera Advisors LLC, Pacific West Securities.
Respondent Lawyers(s): Joseph D. Edmondson, Jr, Kate E. DiGeronimo, Shanon Ford
Arbitrator(s): Kevin D. Judd, Christopher M. McMurray, Stephen D. Altman
Hearing Site: Washington, DC
| | $0 |
| 14-01049 | 09/23/2014 | Claimant(s): Alfred Koeniger
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | $0 |
| 12-03484 | 06/04/2013 | Claimant(s): Meghan Rodgers
Claimant Lawyers(s): W. Scott Greco
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | $300 |
| 11-02856 | 01/31/2013 | Claimant(s): Phillip Korff
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): The Investment Center.
Respondent Lawyers(s): Joel M. Wertman
Arbitrator(s): Mona Koppel Mitnick, Christopher M. McMurray, David Paul Clark
Hearing Site: Washington, DC
| | $0 |
| 10-01620 | 05/05/2011 | Claimant(s): Donald Eckrod
Claimant Lawyers(s): W. Scott Greco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter B. Vaden, Timothy P. Bogan, Christopher M. McMurray
Hearing Site: Richmond, VA
| | Expungement |
| 09-03990 | 08/03/2010 | Claimant(s): Kajeet.
Claimant Lawyers(s): Gregory T. Lawrence
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Michael J. Henke, Christopher M. McMurray, Barrett W. Freedlander
Hearing Site: Baltimore, MD
| | $80,800,000 |
| 09-01632 | 03/04/2010 | Claimant(s): Cortney Hungerford Trust dtd 3/6/99, Morgan Hungerford Trust dtd 3/6/99
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Johnston, Lemon & Co.orporated
Respondent Lawyers(s): Douglas K. Spalding
Arbitrator(s): Wesley C. Wilson, Thomas J. Burns, Christopher M. McMurray
Hearing Site: Richmond, VA
| | $109,605 |
