| 20-03596 | 02/22/2022 | Claimant(s): Sherita Booker
Claimant Lawyers(s): Sherita Quana Booker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Karl Strohbehn
Hearing Site: Cleveland, OH
|  | $0 |
| 18-03313 | 07/14/2021 | Claimant(s): Mary Krill-Eriksen
Claimant Lawyers(s): Dennis Murray
Respondent(s): Brian Lehner
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Eileen B. Vernon, William Joseph Baker
Hearing Site: Cleveland, OH
| | Expungement |
| 16-03079 | 03/05/2018 | Claimant(s): The Robert A. Weitzel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David Buffa
Arbitrator(s): Kathleen P. Helbig-Hannan, Eileen B. Vernon, Ronald Edward Alexander
Hearing Site: Cleveland, OH
| | Expungement |
| 16-00333 | 08/15/2017 | Claimant(s): Michael Darius, Miriam Darius
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Stuart H. Dunn, Tina E. Patterson, Eileen B. Vernon
Hearing Site: Charleston, WV
| | $0 |
| 14-01306 | 09/11/2015 | Claimant(s): Jeremiah Lang, Lisa Lang
Claimant Lawyers(s): Chad M. Kohler
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | $94,741 |
| 13-01903 | 10/29/2014 | Claimant(s): John Artuso, William Backus
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Kevin R. Zehe, Richard S. Hines, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | Expungement |
| 11-00028 | 01/31/2013 | Claimant(s): Mary Barath
Claimant Lawyers(s): Alice Stewart
Respondent(s): Ameriprise Financial Services., Satish Singh, Timothy McLaughlin
Respondent Lawyers(s): Heather J. Melloh, Timothy M. McLaughlin
Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | Expungement |
| 10-01196 | 01/03/2012 | Claimant(s): Dougals Haslinger, Sandra Haslinger Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Greene
Arbitrator(s): Carol M. Stoner, Marianne L. Simpson, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | Expungement |
