| 23-00173 | 02/12/2024 | Claimant(s): Carol Simard, Kenyon Simard
Claimant Lawyers(s): David A Weintraub
Respondent(s): Kevin Hobbs
Respondent Lawyers(s): Kevin Andrew Hobbs
Arbitrator(s): Steven E. Eisenberg, Stuart Bruce Klein, Howard M Forman
Hearing Site: Boca Raton, FL
|  | $525,000 |
| 20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00020 | 05/22/2018 | Claimant(s): Adam Goldstein, Jared Goldstein, Robert Goldstein, Estate of Herbert J. Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley, Eugene Desoiza
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl Shechter, Edward R. Niederriter, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | $36,984 |
| 16-00978 | 03/29/2018 | Claimant(s): Sherry Turner
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00870 | 02/02/2015 | Claimant(s): Thomas Murray
Claimant Lawyers(s): Thomas M. Murray
Respondent(s): Christopher Guarino, Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Dorrith Leipziger, Mauricio Arcadier, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00452 | 05/02/2014 | Claimant(s): Carluco Investments Limited
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Carl Shechter, Steven E. Eisenberg, James Michael LaBonte
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01404 | 11/15/2013 | Claimant(s): Sharon Gardner-Howder, Sharon E. Gardner-Howder IRA
Claimant Lawyers(s): Kirk Smith
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): James C. Cosby
Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01789 | 06/26/2013 | Claimant(s): Alan Mintz
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Collin Meyer, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): William W. Bride, Alice J. Johnson, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04778 | 12/28/2012 | Claimant(s): Parry Sadoff Inc., Joan T. Kelly TR UAD 3//2/98 by Joan & J, Parry Sadoff Insurance Agency Proft Shar, Parry Sadoff Revocable Living Trust DTD
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $40,000 |
