18-02384 | 04/03/2019 | Claimant(s): Dustin Smith Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL
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14-02350 | 08/24/2015 | Claimant(s): Victor Connor Claimant Lawyers(s): Spencer Sax Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Caroline K. Hall Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
13-02234 | 10/27/2014 | Claimant(s): Gary Henderson Claimant Lawyers(s): Arthur C. Koski Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Andrew Froman Arbitrator(s): Kimberly A. Gilmour, Steven E. Eisenberg, Alisa Matire Hearing Site: Boca Raton, FL
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12-03212 | 11/19/2013 | Claimant(s): Douglas Jones Claimant Lawyers(s): Rose M. Schindler Respondent(s): Matthew Iak, Westmoreland Capital Corporation Respondent Lawyers(s): Marissa A. Coheley Arbitrator(s): Gloria O. North, Raymond W. Snow, Steven E. Eisenberg Hearing Site: Ft. Lauderdale, FL
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10-05360 | 09/12/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Steven E. Eisenberg Hearing Site: Ft. Lauderdale, FL
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10-05582 | 05/26/2011 | Claimant(s): United Planners' Financial Services of Claimant Lawyers(s): Michael S. Colombo Respondent(s): Richard Philipp Respondent Lawyers(s): Richard J. Philipp Arbitrator(s): Steven E. Eisenberg Hearing Site: Ft. Lauderdale, FL
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08-04640 | 02/22/2010 | Claimant(s): Richard Lucas Claimant Lawyers(s): Harry N. Turk Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg Hearing Site: Boca Raton, FL
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