| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
|  | $0 |
| 17-03215 | 12/18/2018 | Claimant(s): Timothy Goggins
Claimant Lawyers(s): Matthew M. Fernholz
Respondent(s): Bradley Angeletti, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Patrick J. Lubenow
Arbitrator(s): Jeffry M. Bauer, Herbert S. Bratt, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | Expungement |
| 17-02759 | 05/10/2018 | Claimant(s): Richard Meoak
Claimant Lawyers(s): Richard Meoak
Respondent(s): Martin Grattan
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $600 |
| 17-02272 | 04/11/2018 | Claimant(s): Jerome Nelson, Kathleen Nelson
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Packerland Brokerage Services., Triad Advisors.
Respondent Lawyers(s): David A. Baugh, Dennis C. Carter
Arbitrator(s): Jeffry M. Bauer, Jonathan B. Gilbert, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
| | $0 |
| 15-02789 | 01/13/2017 | Claimant(s): Jane Baum, Larry Baum
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): David Shea
Arbitrator(s): Jeffry M. Bauer, John F. Burns, Seth H. Barsky
Hearing Site: Detroit, MI
| | $86,425 |
| 14-03599 | 10/11/2016 | Claimant(s): Larry Kolodey
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward M. Olson, Jeffry M. Bauer, Tracy L. Allen
Hearing Site: Detroit, MI
| | Expungement |
| 15-01392 | 09/26/2016 | Claimant(s): Michael Wolf
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $225 |
| 15-01406 | 12/11/2015 | Claimant(s): Kathleen Rock
Claimant Lawyers(s): Kathleen A. Rock
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Lisa Serra
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $300 |
| 15-01340 | 11/10/2015 | Claimant(s): Michael R. Johns
Claimant Lawyers(s): Michael R. Johns
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nery Morales
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $88 |
| 13-02570 | 07/29/2015 | Claimant(s): Carmella Cummings
Claimant Lawyers(s): Richard B Fosher
Respondent(s): Northstar Financial Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffry M. Bauer, Jacqueline R. Fox, Gary L. Bender
Hearing Site: Detroit, MI
| | Expungement |
