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FINRA Awards for Thomas J. Dolina

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0383508/10/2021Claimant(s): Fred Militello, Jeannette Militello, Daniella Militello, Giuliano Militello, Matthew Militello
Claimant Lawyers(s): William N. Butler
Respondent(s): Brandon Williams
Respondent Lawyers(s): Brandon J. Williams
Arbitrator(s): Thomas J. Dolina, Alan Robert Malasky, Catherine Esther Bocskor
Hearing Site: Baltimore, MD
Checkmark Icon$0
20-0376303/31/2021Claimant(s): Derek Hasselhoff
Claimant Lawyers(s): Derek C. Hasselhoff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$213
20-0093403/24/2021Claimant(s): Nicholai Rifkind
Claimant Lawyers(s): Nicholai Rifkind
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$75
19-0197006/04/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Charles Rattley
Respondent Lawyers(s): Charles Kenneth Rattley
Arbitrator(s): Diane Ciccone, Thomas J. Dolina, Margaret Ann Dubil
Hearing Site: Baltimore, MD
Checkmark Icon$207,918
19-0343703/24/2020Claimant(s): Nancy Huber
Claimant Lawyers(s): Nancy C. Huber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$1,249
18-0153701/23/2019Claimant(s): Leopold Brandenburg
Claimant Lawyers(s): Leopold R Brandenburg
Respondent(s): Charles Sawyer
Respondent Lawyers(s): Alex J. Brown
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0
17-0189605/14/2018Claimant(s): Estate of Wallace Hubbert
Claimant Lawyers(s): Jeffrey S. Cianciulli
Respondent(s): UBS Financial Services Inc., Mark Namvary, Peter Bradford, Peter Foote
Respondent Lawyers(s): Brian J. Ellis, Peter John Bradford
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark IconExpungement
12-0254205/09/2014Claimant(s): Robert Reynolds
Claimant Lawyers(s): David J. Stone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Jim Geiger, Thomas B. Corey, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark IconExpungement
08-0436110/21/2009Claimant(s): David Durdon
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0
07-0221306/05/2009Claimant(s): Charles Poehlitz, Evelyn Jones, Grace Pipitone, Grover Drum, Estate of Augustus Pickens, Estate of Pauline Sweet
Claimant Lawyers(s): Frank J. Mastro, Richard J. Magid
Respondent(s): Uzo Chima, Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis, Uzo Chima
Arbitrator(s): John A. Gray, Joan M. Smith, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0

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