| 09-00993 | 04/22/2010 | Claimant(s): The Alan B. White Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): ITradeDirect.com Corporation
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon
Hearing Site: Salt Lake City, UT
|  | $529,470 |
| 08-03841 | 10/09/2009 | Claimant(s): Shannon L. Nichols Trust
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph L. Hood, William A. Hohauser
Arbitrator(s): Ross W. Cannon, Kevin D. Swenson, Janet M. Thompson
Hearing Site: Salt Lake City, UT
| | $296,890 |
| 08-00658 | 07/30/2009 | Claimant(s): Jonathan Horne, Patricia Horne, JPH Enterprises, Vance B. Forsgren Family Trust
Claimant Lawyers(s): Jerome Romero
Respondent(s): Albert Alvey, Kevin Kunz, Investment Management Corporation
Respondent Lawyers(s): Kevin D. Kunz, William H. Christensen
Arbitrator(s): Richard J. Lawrence, John G. Manley, James D. Searles
Hearing Site: Salt Lake City, UT
| | $500,375 |
| 08-01722 | 06/30/2009 | Claimant(s): Rod Babbitt
Claimant Lawyers(s): Jan Graham
Respondent(s): America's Choice Equities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner
Hearing Site: Salt Lake City, UT
| | $100,000 |
| 08-03988 | 04/08/2009 | Claimant(s): Nani K. Hogle, TTEE Nani K. Hogle Trust
Claimant Lawyers(s): Nani K. Hogle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): William M. Howard
Hearing Site: Salt Lake City, UT
| | $0 |
| 08-02520 | 03/09/2009 | Claimant(s): Options House.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Todd Mulliner, Crempsh.
Respondent Lawyers(s): Corporate Officer, Todd Mulliner
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Salt Lake City, UT
| | $0 |
| 08-02987 | 01/26/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Karma Mulliner
Respondent Lawyers(s): Karma Mulliner
Arbitrator(s): Richard L. Merkel
Hearing Site: Salt Lake City, UT
| | $0 |
