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FINRA Awards for Portland, OR

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Displaying 71-80 out of 80 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0245907/13/2010Claimant(s): Thomas Maher
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges
Arbitrator(s): George R. Milne, Paul R. Meyer, Bert P. Krages
Hearing Site: Portland, OR
Checkmark Icon$593,336
08-0437306/04/2010Claimant(s): Marina Braun
Claimant Lawyers(s): Justine Fischer
Respondent(s): Wachovia Securities, Julian Albert
Respondent Lawyers(s): Demian J. Betz, Michael J. Abbott
Arbitrator(s): Clyde Fahlman, William J. Chambers, G. E. Craig Doupe
Hearing Site: Portland, OR
Checkmark Icon$0
09-0151305/14/2010Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Citigroup Global Markets., Lloyd Millegan
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson
Hearing Site: Portland, OR
Checkmark Icon$0
08-0383904/30/2010Claimant(s): Tavalyn Crim
Claimant Lawyers(s): Gregory L. Powell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Katherine H. O'Neil, Michael G. Hanlon, Lawrence Edward Kelly
Hearing Site: Portland, OR
Checkmark IconExpungement
09-0475703/03/2010Claimant(s): CNS Corporation
Claimant Lawyers(s): James L. Buchal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Harper Fertig- Robinson
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
Checkmark Icon$0
09-0114003/02/2010Claimant(s): Kenneth and Eleanor Nesting Living Trust
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Morgan Stanley & Co., Steve Pedersen, Steven McSharry
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): R. Lee Smith, Nina Vallion, William H. King
Hearing Site: Portland, OR
Checkmark Icon$235,710
08-0330707/24/2009Claimant(s): Albert Longbotham Trust
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Cal G. Gonzales
Arbitrator(s): Gerald D. Wygant, Bonny Kathleen Riggs, Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$76,145
07-0227612/03/2008Claimant(s): Judith L. Chiosso Glass, IRA, Judith L. Chiosso Glass Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Russell Kautz, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Robert E.L. Bonaparte, Gary F. Purpura, Daniel B. MacLeod
Hearing Site: Portland, OR
Checkmark Icon$600,000
07-0034810/07/2008Claimant(s): Herald Curtis Levy IRA
Claimant Lawyers(s): Mark Wilson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): Joseph W. Cheek, Bert P. Krages, William H. King
Hearing Site: Portland, OR
Checkmark Icon$121,780
07-0072509/20/2007Claimant(s): Pat Selman
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Gordon MacMillan
Hearing Site: Portland, OR
Checkmark Icon$0

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