| 12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith
Claimant Lawyers(s): B. David Jarashow
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ronald L. Cheney
Hearing Site: Manchester, NH
|  | $0 |
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman
Claimant Lawyers(s): Seth Huberman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz
Hearing Site: New York, NY
| | Expungement |
| 12-04358 | 03/10/2014 | Claimant(s): Eugenie Scarito
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Stephen L. Lister
Hearing Site: Newark, NJ
| | Expungement |
| 13-02375 | 02/19/2014 | Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Virginia Bunton
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael J. Henke
Hearing Site: Raleigh, NC
| | $34,982 |
| 13-01405 | 02/11/2014 | Claimant(s): Larry Flay
Claimant Lawyers(s): Larry Flay
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | $2,882 |
| 12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01858 | 01/22/2014 | Claimant(s): Carolyn Hamilton, Frank A. Hamilton (Deceased)IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas J. McAllister, Irving A. Chesler, Robert David Epstein
Hearing Site: Indianapolis, IN
| | Expungement |
| 12-03473 | 01/22/2014 | Claimant(s): Daryl Olson
Claimant Lawyers(s): Matthew J. Faust
Respondent(s): Wells Fargo Advisors, John Mclaughlin
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
| | $35,954 |
| 13-01926 | 12/27/2013 | Claimant(s): Eniko Shaw, Joseph Shaw
Claimant Lawyers(s): Joseph Shaw
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | $0 |
| 12-03340 | 12/24/2013 | Claimant(s): Renee Greenberg, Renee Greenberg Trust U/A DTD 3/21/02
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): John R. Pepe, Daniel P. Lund, Joseph John Mantione
Hearing Site: Orlando, FL
| | Expungement |
