| 10-02267 | 12/19/2011 | Claimant(s): Jennifer Cross
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
|  | Expungement |
| 09-02550 | 09/22/2011 | Claimant(s): Christian Brothers University Endowment
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Jerry Schuchman, Ian S. Greig, Robert Kevin O'Mara
Hearing Site: Memphis, TN
| | $432,436 |
| 10-04642 | 07/07/2011 | Claimant(s): Frank Taylor
Claimant Lawyers(s): F Chet Taylor
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Mark A. Myers, Eric Spencer Buchanan, Patricia Best Vital
Hearing Site: Memphis, TN
| | $357,103 |
| 10-04627 | 06/07/2011 | Claimant(s): June S McAnally Revocable Living Trust
Claimant Lawyers(s): Robert Wayne McPherson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): James J. Ashe
Hearing Site: Memphis, TN
| | $213 |
| 10-03782 | 06/01/2011 | Claimant(s): James J. Pine
Claimant Lawyers(s): R Brannon Kahlstorf
Respondent(s): Wells Fargo Advisors, Samuel Jew
Respondent Lawyers(s): Kermit L. Kendrick
Arbitrator(s): John G. Manley
Hearing Site: Memphis, TN
| | $225 |
| 10-04307 | 05/20/2011 | Claimant(s): Watkins Brothers Trust
Claimant Lawyers(s): Robert Wayne McPherson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Thomas C. McNally
Hearing Site: Memphis, TN
| | $0 |
| 10-03266 | 05/10/2011 | Claimant(s): Estate of Orpheus Meranda
Claimant Lawyers(s): Jason R Creasy
Respondent(s): David Schlager, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
| | Expungement |
| 09-01327 | 04/20/2011 | Claimant(s): Jon Albright, Palmer S. and Kathy M. Albertine, Peter and Kendall S. Tashie, Sam Davis and Suzan Davis
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Monica I. Salis, Mary P. Bass, Teresa A. Dunn
Hearing Site: Memphis, TN
| | $881,593 |
| 10-01336 | 02/22/2011 | Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
| | $0 |
| 10-02544 | 12/17/2010 | Claimant(s): Dorothy L. Bailey
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): James N. D'Orso
Hearing Site: Memphis, TN
| | $213 |
