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FINRA Awards for Frank Taylor

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0364211/17/2011Claimant(s): Frank Taylor, Taylor Affilliates
Claimant Lawyers(s): Adam J. Brody
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Larry King
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Dana Ray Darnell
Hearing Site: Detroit, MI
Checkmark Icon$2,375,000
10-0464207/07/2011Claimant(s): Frank Taylor
Claimant Lawyers(s): F Chet Taylor
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Mark A. Myers, Eric Spencer Buchanan, Patricia Best Vital
Hearing Site: Memphis, TN
Checkmark Icon$357,103

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