| 20-03378 | 02/09/2023 | Claimant(s): Gregory Smith, Sarah Smith
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Oppenheimer & Co.., Thomas Kruse
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert J. Scafuri, Mark Gregory Brackon, Kader M Alcodray
Hearing Site: Detroit, MI
|  | $70,000 |
| 18-00198 | 03/19/2019 | Claimant(s): Joseph Petruzzello, Josephine Petruzzello
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ernest Romer
Respondent Lawyers(s): Ernest Julius Romer
Arbitrator(s): Patrick R. Sughroue, Donovan E Greening, Douglas S. Parker
Hearing Site: Detroit, MI
| | $905,593 |
| 16-02521 | 10/23/2018 | Claimant(s): Richard M. Weir Declaration of Trust
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Carl Gill, Wendy Weir-Beecher, Asset Preservation Capital, Ltd
Respondent Lawyers(s): Charles E. Murphy, John A. Hubbard
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 16-03129 | 03/08/2018 | Claimant(s): Christine Porter, Kenneth Porter Irrev Marital Trust fbo
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Zhang Financial LLC
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $0 |
| 15-02472 | 04/14/2016 | Claimant(s): Clyde Olivero
Claimant Lawyers(s): John A. Hubbard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $10,000 |
| 13-00061 | 03/30/2015 | Claimant(s): Louis Helder
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Anderson, Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel
Hearing Site: Detroit, MI
| | Expungement |
| 14-00521 | 03/17/2015 | Claimant(s): Susan Pulice
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Sarah Barish, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 14-01594 | 01/14/2015 | Claimant(s): Barbara Arno, Michael Arno
Claimant Lawyers(s): John A. Hubbard
Respondent(s): LPL Financial LLC, Rob Baitinger
Respondent Lawyers(s): Michael Regan
Arbitrator(s): H. Steven Holtzman
Hearing Site: Tampa, FL
| | $600 |
| 13-01163 | 07/22/2014 | Claimant(s): The Delp Heritage Trust
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Kenneth J. Safran, Terrance J. Dorcy, Cyrus K. Motlagh
Hearing Site: Detroit, MI
| | $110,000 |
| 13-03072 | 06/30/2014 | Claimant(s): Kamal Pradhan
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Niyukt Bhasin, Rabinder Deshmukh, NSM Securities.
Respondent Lawyers(s): Joshua A. Katz, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | Expungement |
