| 15-03063 | 04/25/2017 | Claimant(s): Barbara Kaye, Barbara J. Kaye Revocable Living Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard J. Stall
Hearing Site: Las Vegas, NV
|  | Expungement |
| 16-01787 | 04/17/2017 | Claimant(s): Linda Tedrahn
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial.
Respondent Lawyers(s): David Markun, Paul King
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
| | $0 |
| 15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio
Hearing Site: Las Vegas, NV
| | $0 |
| 15-02023 | 10/19/2016 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-00618 | 03/09/2016 | Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): Michael Self, First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | $0 |
| 14-03684 | 12/03/2015 | Claimant(s): Michael Saporito, Wanda Saporito, Saporito Trust DTD 12/20/2000
Claimant Lawyers(s): David Liebrader
Respondent(s): Gregory Townes
Respondent Lawyers(s): Gregory Alan Townes
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
| | $136,200 |
| 14-00399 | 09/18/2015 | Claimant(s): Denise Devenuto, Nandy Sarda, Denise Devenuto Living Trust Agreement, Nandy M. Sarda Living Trust dtd 12/20/06
Claimant Lawyers(s): Zala Forizs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Rocha
Respondent Lawyers(s): Megan Dagerman
Arbitrator(s): M. Nelson Segel, Joyce L. Hurley, Eli Gabay
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-01189 | 08/21/2015 | Claimant(s): Miriam Albert, Miriam Albert IRA, Richard and Miriam Albert Reocable Trust
Claimant Lawyers(s): David W. Miller
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Philip H. Marmurowski, John G. Manley, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | Expungement |
| 15-00357 | 08/11/2015 | Claimant(s): Steven Fried
Claimant Lawyers(s): Steven R. Fried
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony John Fisher
Arbitrator(s): David W. Dresnick
Hearing Site: Las Vegas, NV
| | $0 |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | Expungement |
