| 19-00269 | 09/13/2019 | Claimant(s): Michael Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, Oneamerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): David Edward Upton
Hearing Site: Norfolk, VA
|  | $0 |
| 19-00271 | 08/30/2019 | Claimant(s): Andrew Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, Oneamerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): Marvin Kent Speigner
Hearing Site: Birmingham, AL
| | $22,357 |
| 19-00270 | 08/28/2019 | Claimant(s): Matthew Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, OneAmerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $300 |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01018 | 06/15/2018 | Claimant(s): Judith Craig
Claimant Lawyers(s): Theodor Swansen
Respondent(s): David McDonald, J.J.B. Hilliard, W.L. Lyons, Mark Kregor
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John J. Jordan, Steven T. Stern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00185 | 07/26/2013 | Claimant(s): Nancy Bold
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | Expungement |
| 11-01713 | 04/26/2013 | Claimant(s): Ronald J. DiMaio and Annette F. DiMaio
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Mary H. Cory, Edward R. Niederriter, Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03507 | 12/21/2012 | Claimant(s): Joan R. Stiles Trust u/a dtd 2/28/1991, William H. Stiles Trust u/a dtd 2/28/91
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Richard S. Zaifert, Bruce K. Isenberg, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00618 | 11/28/2012 | Claimant(s): Denise Rotolante
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Benjamin Buchanan, Southwest Securities., Mark Grant, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gary Irwin, Julie Wilson Portera
Arbitrator(s): John P. Cullem, Larry G. Kjosa, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $49,375 |
| 11-01948 | 10/16/2012 | Claimant(s): Michele Billings, Robert Billings
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff
Hearing Site: Ft. Lauderdale, FL
| | $1,336,460 |
