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FINRA Awards for Julie Wilson Portera

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0060004/28/2017Claimant(s): Randall Fath
Claimant Lawyers(s): Randall E. Fath
Respondent(s): OneAmerica Securities.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker
Hearing Site: Cincinnati, OH
14-0337402/02/2016Claimant(s): Mark Immel
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson
Hearing Site: Orlando, FL
13-0342407/02/2014Claimant(s): Morgan Stanley, Stephen Daughdrill
Claimant Lawyers(s): Julie Wilson Portera
Respondent(s): George Sullivan
Respondent Lawyers(s): P. Bradley Murray
Arbitrator(s): Allen J. Krouse
Hearing Site: Birmingham, AL
Expungement

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