| 20-02475 | 07/08/2021 | Claimant(s): Angelo Pastorino
Claimant Lawyers(s): James G. Morris
Respondent(s): Christopher Miller, Raymond Sun, Trevor Gordon, Sandlapper Securities, Sandlapper Student Housing LLC, Specialized Wealth Management
Respondent Lawyers(s): Cameron S. Matheson, Sylvia M. Scott, Trevor L. Gordon
Arbitrator(s): Steven Gourley, Michael Harrison, Peggy Jane Fisher
Hearing Site: Los Angeles, CA
|  | $0 |
| 14-02677 | 03/25/2016 | Claimant(s): APS Corporation USA
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): Bruce Roberts, Peter Milhaupt, Sanjay Raghavan, Carolina Financial Securities
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s):
Hearing Site: Chicago, IL
| | $0 |
| 13-00819 | 06/11/2015 | Claimant(s): David Trotter, Elias Muasher, Eric Kovach, Issa Muasher, Jena Muasher, Joanne Trotter, Kurt Schellhas, Sommer Muasher
Claimant Lawyers(s): Seth Huberman
Respondent(s): Jeremy Kopp, Wade Bradley, Indievest Securities.
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): Alan Stamm, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services
Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton
Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $1,137,920 |
| 09-06268 | 10/04/2012 | Claimant(s): Richman Bry
Claimant Lawyers(s): Thomas Dressler
Respondent(s): Citigroup Global Markets., Kevin Caputo
Respondent Lawyers(s): Adam Kauff, Sylvia M. Scott
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04022 | 02/28/2012 | Claimant(s): Andrew Vogelbach, Karl Vogelbach, Karl Heinrich Vogelbach MD MPP & Trust U, Karl HeinrichVogelback MD MNY Prchse PL
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Jens Spitta, Quincy Cass Associatesorporated
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): David W. Dresnick, Kendall C. Reed, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02276 | 07/07/2011 | Claimant(s): Robert Ralston, Susan Ralston
Claimant Lawyers(s): Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Paul Heckler
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): George H. Casey, Robert F. Saint-Aubin, Joseph A Newcomb
Hearing Site: Los Angeles, CA
| | $200,000 |
| 09-02338 | 06/30/2010 | Claimant(s): Sally Frederick
Claimant Lawyers(s): D. Elizabeth Wills
Respondent(s): Donald Hartmann, Michael Abraham, Hallmark Consulting Group., JRL Capital Corporation
Respondent Lawyers(s): Daniel D. White, Sylvia M. Scott
Arbitrator(s): Thaddeus J. Tecza, Bruce Brown, Gregory P. Lembree
Hearing Site: Denver, CO
| | $195,132 |
