| 10-03554 | 07/03/2013 | Claimant(s): College Health and Investment, Ltd.
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Paul W. Sterman, Will Murphy, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
|  | $2,752,050 |
| 12-01582 | 07/02/2013 | Claimant(s): Luis Rojas
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sandra Caldera
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Myron E. Levenson, Will Murphy, Soraya Maria Figueiredo
Hearing Site: Miami, FL
| | Expungement |
| 12-01880 | 06/24/2013 | Claimant(s): Andrea McMillan, Estate of Joan McMillan
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Brent Deviney
Respondent Lawyers(s): Brent K. Deviney
Arbitrator(s): Carl Shechter, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
| | $983,199 |
| 10-02019 | 02/17/2012 | Claimant(s): Palmieri Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Ilisa J. Smukler, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-06740 | 12/06/2010 | Claimant(s): John A. Robinson, Sara L. Robinson
Claimant Lawyers(s): Diandra S Debrosse Burnley
Respondent(s): Christopher Cowing, Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Will Murphy, Lynda L. Baker, Thomas W. Allen
Hearing Site: Birmingham, AL
| | $0 |
| 08-03931 | 10/06/2009 | Claimant(s): Edie Dooley
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Wachovia Securities, Justin McLaughlin
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Steven M. Greenbaum, Lawrence S. Silver, Will Murphy
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-03716 | 09/30/2009 | Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $250,000 |
| 07-00798 | 02/13/2008 | Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
| | $38,782 |
