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FINRA Awards for Garrett R. Wynne

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Displaying 21-30 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0046111/06/2012Claimant(s): James E. Wilks and Pamela R. Wilks, JT
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Richmond, VA
Checkmark Icon$0
10-0288009/25/2012Claimant(s): Karl Townsend & Karen F. Townsend Trust
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, William A. Husa
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0713208/02/2012Claimant(s): Daniel Violette, Daniel M. Violette IRA Rollover
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Steven Meyrich, Marc H. Schtul, Edward Allan Hindman
Hearing Site: Denver, CO
Checkmark IconExpungement
10-0291905/10/2011Claimant(s): Brad A. Baggarly, SEP-IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0189504/08/2011Claimant(s): Arthur Warburton Revocable Living Trust
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Gloria O. North, Patricia Morin, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0040303/14/2011Claimant(s): Matthew Lam
Claimant Lawyers(s): Howard M. Hoffman
Respondent(s): Jesse Ramos, Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert E. Thompson, Laurel Littman Gothelf, William A. Husa
Hearing Site: San Francisco, CA
Checkmark IconExpungement
08-0425712/27/2010Claimant(s): Lawrence Orlick, Orlick-Donovan Family Trust
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0687811/17/2010Claimant(s): Bruce Firestone
Claimant Lawyers(s): Bruce M. Firestone
Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Kimon Peter Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
Checkmark IconExpungement
08-0302311/12/2010Claimant(s): Edgar Clark, Edgar T. Clark Charles Schwab & Co Inc.
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elizabeth A. Copley, David Nielsen, Marc S. Joseph
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0026611/10/2010Claimant(s): Sara Reed
Claimant Lawyers(s): Irwin Stein
Respondent(s): Kimon Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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