| 10-02460 | 05/19/2011 | Claimant(s): Harry Leete
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): G. A. Repple & Company
Respondent Lawyers(s): William M. Rishoi
Arbitrator(s): Robert P. Porter, George Steven Moore, David Lawrence Rowe
Hearing Site: Raleigh, NC
|  | $132,000 |
| 10-02585 | 05/04/2011 | Claimant(s): Gerald Patera
Claimant Lawyers(s): J. Anthony Penry
Respondent(s): Seaboard Securities.
Respondent Lawyers(s): Anthony J. Digiovanni
Arbitrator(s): Roy J. Baroff, Harold G. Koger, Karen J. Montgomery
Hearing Site: Raleigh, NC
| | $120,300 |
| 10-01294 | 12/01/2010 | Claimant(s): Dellmer Seitter, Patty Seitter
Claimant Lawyers(s): Dellmer B. Seitter
Respondent(s): SunTrust Investment Services., Jerry Smith
Respondent Lawyers(s): Erica Thomas Meyers
Arbitrator(s): Leon Henderson
Hearing Site: Raleigh, NC
| | $0 |
| 09-06754 | 11/19/2010 | Claimant(s): James Populorum
Claimant Lawyers(s): James Richard Populorum
Respondent(s): Janice Hallett, The Tidal Group
Respondent Lawyers(s): David B. Dyer
Arbitrator(s): David P. McDuffee, Charles Sydnor Thompson, Lester Neal Ellis
Hearing Site: Raleigh, NC
| | $0 |
| 10-01807 | 11/19/2010 | Claimant(s): Bruce B. Raynor
Claimant Lawyers(s): Bruce B. Raynor
Respondent(s): Samuel Starling
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Thomas W. Steed
Hearing Site: Raleigh, NC
| | $213 |
| 09-04459 | 11/09/2010 | Claimant(s): Lisa Craig, Mathew Craig
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Lynne T. Albert, David P. McDuffee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
| 10-01250 | 11/04/2010 | Claimant(s): Samuel L. Tibbs
Claimant Lawyers(s): Samuel L. Tibbs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | $38 |
| 09-03797 | 10/28/2010 | Claimant(s): Hermon Smith, Rosemary Smith
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Genworth Financial Securities Corporatio
Respondent Lawyers(s): Melanie Black Dubis
Arbitrator(s): Leon Henderson, Thomas W. Allen, John Edward Mango
Hearing Site: Raleigh, NC
| | $179,132 |
| 10-00455 | 08/19/2010 | Claimant(s): Patricia Kaufman
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Raleigh, NC
| | $9,102 |
| 09-02355 | 07/30/2010 | Claimant(s): Arnold Lucius, Lisa Lucius
Claimant Lawyers(s): Willliam B. L. Little
Respondent(s): Denise Buchanan, James Hirst, Richard Murray
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Alan L. Berger
Hearing Site: Raleigh, NC
| | $0 |
