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FINRA Awards for Lisa Lucius

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0235507/30/2010Claimant(s): Arnold Lucius, Lisa Lucius
Claimant Lawyers(s): Willliam B. L. Little
Respondent(s): Denise Buchanan, James Hirst, Richard Murray
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Alan L. Berger
Hearing Site: Raleigh, NC
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