| 12-03668 | 03/20/2014 | Claimant(s): Beth Landau
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers
Hearing Site: New York, NY
|  | Expungement |
| 11-00298 | 04/24/2012 | Claimant(s): Marshall Caro, Indii.com USE
Claimant Lawyers(s): Marshall Caro
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): William G. Binckes, Harold I. Geringer, Richard Bemporad
Hearing Site: New York, NY
| | $0 |
| 10-03591 | 03/29/2012 | Claimant(s): Carlos Conde and Pamela Conde
Claimant Lawyers(s): Francis T. Pagan
Respondent(s): UBS Financial Services Inc., Wilson Colberg
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): William G. Binckes, David J. Pine, Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
| 10-03173 | 03/14/2012 | Claimant(s): Joseph Ditillo
Claimant Lawyers(s): Joseph Ditillo
Respondent(s): Christopher Caufield, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William G. Binckes, Peter A. Goldman, Anthony Charles Ginetto
Hearing Site: New York, NY
| | Expungement |
| 08-04273 | 03/25/2010 | Claimant(s): Helen Schabot
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): Anne Whelan, Wachovia Securities
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Jay F. Donnaruma, William G. Binckes, Kenneth Dymond
Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
| 09-00861 | 09/01/2009 | Claimant(s): Helen Howard
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Investments, David Logsdon
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): William G. Binckes, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
| | Expungement |
| 08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez
Claimant Lawyers(s): Jorge Gonzalez
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
