| 18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou
Claimant Lawyers(s): Raphael Benabou
Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik
Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
|  | $0 |
| 20-03126 | 11/18/2021 | Claimant(s): James Freund, IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leonard Arthur Nelson, Sally J. Wiggins, Maxwell Charles Livingston
Hearing Site: Milwaukee, WI
| | $0 |
| 20-00161 | 11/09/2021 | Claimant(s): Carol Avery, Robert Avery
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Sherry R. Wetsch, Jude A Smith, Mark Ritchie
Hearing Site: Houston, TX
| | $51,375 |
| 20-03296 | 10/22/2021 | Claimant(s): Andrew Chisholm
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services, Michael Cooper
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Camille S. Cooper, Ellyn S. Roth, Charlane Brown
Hearing Site: New York, NY
| | $0 |
| 20-01547 | 07/20/2021 | Claimant(s): Ameriprise Financial Services, American Enterprise Investment Services
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Mariam Silverman, M Silverman Living Trust dated 12/5/18
Respondent Lawyers(s): Jeffrey Kaplan
Arbitrator(s): David P. Slater, Richard J. Kaplan, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
| | $0 |
| 19-02741 | 03/04/2021 | Claimant(s): Jonathan Siegel
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edith N. Dinneen, Kenneth M. Weinman, Michael John Florio
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00102 | 12/15/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services, Li-lin Hsu
Respondent Lawyers(s): Chad Weaver, Li-lin Hsu
Arbitrator(s): Lois J. Cox, Milton N. Gross, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
