| 17-00637 | 01/02/2019 | Claimant(s): Henry Zimmerman, Linda Zimmerman
Claimant Lawyers(s): Gerardino Di Popolo
Respondent(s): Francis Gendlek
Respondent Lawyers(s): Francis Joseph Gendlek
Arbitrator(s): Leslie Ruth Nydick, Angela Foster, James F. Rohrman
Hearing Site: Newark, NJ
|  | $53,200 |
| 16-02257 | 09/22/2017 | Claimant(s): Karen Fogel, Ronald Fogel
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: New York, NY
| | Expungement |
| 15-01906 | 09/23/2016 | Claimant(s): Mario Marelli, Sara Lord
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley, Michael Glovas
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Pamela H. Roderick, Leslie Ruth Nydick, Veronica Ann Williams
Hearing Site: New York, NY
| | $300 |
| 15-01926 | 03/08/2016 | Claimant(s): Joseph Molloy
Claimant Lawyers(s): Joseph M. Molloy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $427 |
| 15-00943 | 02/09/2016 | Claimant(s): Beatrice Scheinbaum
Claimant Lawyers(s): Adam Gana
Respondent(s): RBC Capital Markets LLC, Metlife Investors Distribution Company
Respondent Lawyers(s): Penelope Taylor, Priscilla A. Donovan
Arbitrator(s): Sandra D. Parker, Leslie Ruth Nydick, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 14-00235 | 11/13/2015 | Claimant(s): Malgorzata Petersen, M & R Petersen Family Limited Partnershi
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Mark Harwanko, Ameriprise Financial Services Inc
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Robert E. Anderson, Leslie Ruth Nydick, Sirena Terr
Hearing Site: Newark, NJ
| | Expungement |
| 14-01010 | 03/19/2015 | Claimant(s): Estate of Gerard Gannon
Claimant Lawyers(s): Jack Cawley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $0 |
| 11-04361 | 07/16/2013 | Claimant(s): Concetta Consales
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | Expungement |
| 12-02622 | 07/11/2013 | Claimant(s): Anthony Esposito, Brian Esposito, Cynthia Esposito, Joanne Esposito, Lisa Brown
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Kevin Brennan, Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): David I. Goldblatt, Leslie Ruth Nydick, Gladys Mond
Hearing Site: New York, NY
| | $0 |
| 11-03939 | 01/17/2013 | Claimant(s): Sylvia Nachtigall
Claimant Lawyers(s): Barry E Janay
Respondent(s): Christopher Cerniglia, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Micalyn S. Harris, Leslie Ruth Nydick, Brian J. Strum
Hearing Site: Newark, NJ
| | Expungement |
