| 21-01548 | 01/31/2023 | Claimant(s): Andres Rodriguez Martin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Will Murphy, Michael D Felton, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-02212 | 06/13/2022 | Claimant(s): John Atkinson, Lora Atkinson, John L. Atkinson as JTWROS, Lora Atkinson as JTWROS
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Nancy J. Cliff, Michael D Felton, Harry Albirt
Hearing Site: Boca Raton, FL
| | $390,000 |
| 16-03735 | 11/12/2018 | Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01404 | 11/15/2013 | Claimant(s): Sharon Gardner-Howder, Sharon E. Gardner-Howder IRA
Claimant Lawyers(s): Kirk Smith
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): James C. Cosby
Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04778 | 12/28/2012 | Claimant(s): Parry Sadoff Inc., Joan T. Kelly TR UAD 3//2/98 by Joan & J, Parry Sadoff Insurance Agency Proft Shar, Parry Sadoff Revocable Living Trust DTD
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $40,000 |
| 09-07122 | 05/11/2011 | Claimant(s): Gray Ingram
Claimant Lawyers(s): Scott J. Link
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc T. Danon, Michael D Felton, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | $600 |
