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FINRA Awards for Boise, ID

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Displaying 11-20 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0064408/08/2017Claimant(s): Bruce McKay, The McKay Family Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Dee Newell
Hearing Site: Boise, ID
Checkmark IconExpungement
16-0280106/07/2017Claimant(s): Fred Schiffler
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Brent Porges, David Cannata, Brookstone Securities., Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Taddonio, David Charles Cannata, David W. Locy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$260,739
16-0187212/22/2016Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew Jones
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chema
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
Checkmark IconDismissed by Rule 12206
14-0246602/23/2016Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
Checkmark IconExpungement
14-0108105/29/2015Claimant(s): Nicholas Glasby
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors LLC
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
Checkmark IconExpungement
13-0303608/05/2014Claimant(s): Patrick Sandru
Claimant Lawyers(s): Patrick J. Sandru
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
Checkmark Icon$0
12-0038305/31/2013Claimant(s): Gerard Murphy and Christina B. Murphy
Claimant Lawyers(s): Shawn C. Maybon
Respondent(s): David Decker, John Meppen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Seymour A. Kolman, Daniel B. MacLeod, Robert Sachs Mandelson
Hearing Site: Boise, ID
Checkmark IconExpungement
11-0380402/07/2013Claimant(s): Joseph Bourland, The Joseph H. Bourland Family Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Joan Flam, Peter Johnson, Professional Asset Management.
Respondent Lawyers(s): Jonathan D. Sweik
Arbitrator(s): Seymour A. Kolman, Douglas Martin Crow, William H. King
Hearing Site: Boise, ID
Checkmark Icon$54,782
10-0274509/22/2011Claimant(s): Ingrid Scolet, Joe Scolet, Services on the Move
Claimant Lawyers(s): Christopher P. Porter
Respondent(s): Edward Jones
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Richard J. Lawrence, Harry L. Striplin, Nina Vallion
Hearing Site: Boise, ID
Checkmark IconExpungement
10-0252909/16/2011Claimant(s): Robert Jones, Vera Jones
Claimant Lawyers(s): David Gaba
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Nancy E. Hochman, Clifford N. Coury, Gregory N. Smith
Hearing Site: Boise, ID
Checkmark Icon$0

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