| 14-03604 | 08/25/2015 | Claimant(s): Mitchell Krevat, Randy Krevat
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Signature Securities Group Corporation
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
|  | $0 |
| 12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar
Claimant Lawyers(s): Brian H. Brick
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson
Hearing Site: New York, NY
| | Expungement |
| 12-02880 | 05/20/2014 | Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
| | $35,821 |
| 10-00882 | 06/24/2011 | Claimant(s): John Conarpe
Claimant Lawyers(s): Salvatore D. Ferlazzo
Respondent(s): Timothy Bartholomew, Essex National Securities.
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Jeffrey G. Sommers, Alan K. Bloom, Lewis M. Smith
Hearing Site: Albany, NY
| | $0 |
