FINRA Awards for Jeffrey G. Sommers

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03731	02/23/2018	Claimant(s): Benjamin Morganstein Claimant Lawyers(s): Jonathan Sack Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman Hearing Site: New York, NY
16-01984	05/30/2017	Claimant(s): David Daniels Claimant Lawyers(s): David B. Wechsler Respondent(s): Nomura Securities International. Respondent Lawyers(s): Joel A. Chernov Arbitrator(s): Jeffrey G. Sommers, William Lee Hemphill, Eric Goldman Hearing Site: New York, NY
09-01969	02/08/2011	Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): Christian Quege Respondent Lawyers(s): Thomas M. Campbell Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy Hearing Site: New York, NY
08-02054	12/16/2009	Claimant(s): Peter Hickey Claimant Lawyers(s): Sean F. O'Shea Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson Hearing Site: New York, NY