| 20-00801 | 04/26/2023 | Claimant(s): David Petterson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski
Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden
Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
|  | $234,336 |
| 20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
| | Expungement |
| 20-00529 | 07/27/2020 | Claimant(s): Samuel Boodman IRA
Claimant Lawyers(s): Samuel Boodman
Respondent(s): Muriel Siebert & Co..
Respondent Lawyers(s): Ronald R. Bono
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
| | $0 |
| 13-02975 | 04/24/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Daren A. Luma
Respondent(s): George Lin
Respondent Lawyers(s): George Sein Lin
Arbitrator(s): Dora M. Lassinger, Shelley Teitelbaum, Martin Hunger
Hearing Site: New York, NY
| | $0 |
| 10-02950 | 11/01/2011 | Claimant(s): Richard Guido
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Dora M. Lassinger, Ernesto V. Luzzatto, David Jeremy Mattana
Hearing Site: New York, NY
| | Expungement |
