18-04030 | 08/07/2020 | Claimant(s): Inversiones Aida y Luis Inc., a/k/a Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): Santander Securities LLC Respondent Lawyers(s): Nicholas P. Crowell Arbitrator(s): Sherry R. Wetsch, William Gilbert Faulk, Mark J. McCarthy Hearing Site: San Juan, PR
| | $0 |
17-00216 | 07/26/2018 | Claimant(s): Howard Shelton, Velma Shelton, Shelton's Best Produce Co., Southern Traditions Yam Co. Claimant Lawyers(s): Lars K. Soreide Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Ashley Lucile Belleau, Jeffrey R. Jury, William Gilbert Faulk Hearing Site: New Orleans, LA
| | Expungement |
16-00068 | 03/28/2018 | Claimant(s): Glenn Kelley, Kevin Kelley, Timothy Kelley, Succession of Patricia A. Cleary Claimant Lawyers(s): Lance C. McCardle Respondent(s): J.P. Morgan Securities, William Vanlandingham Respondent Lawyers(s): Jeffrey L. Oakes, John W. Hite Arbitrator(s): Daniel J. Pagnano, William Gilbert Faulk, Imre Stephen Szalai Hearing Site: New Orleans, LA
| | Expungement |
15-00187 | 08/19/2016 | Claimant(s): Gene Jones, Succession Representative of Thomas Jone Claimant Lawyers(s): Jessica Vasquez Respondent(s): Raymond James Financial Services., Scottie Traylor, Trey Curtis Respondent Lawyers(s): Erin K. Linehan Arbitrator(s): Mark A. Myers, Rene Guas, William Gilbert Faulk Hearing Site: New Orleans, LA
| | Expungement |
11-00932 | 06/24/2013 | Claimant(s): John Kassel, Kay Hankins (Kassel), Kermit Jones, Rolfe Hankins, John I. Kassel IRA, Rolfe Harris Hankins IRA, Joye H. Steen Rev Trust Dtd 12/14/2004, Joye H. Steen Rev Trust FBO Joye Steen, Kermit V. Jones Jr., TTEE Claimant Lawyers(s): Judson M. Lee Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt Respondent Lawyers(s): Jamie Berger, Joseph C. Coates Arbitrator(s): Simeon B. Reimonenq, William Gilbert Faulk, James Albert Hurt Hearing Site: Jackson, MS
| | $288,440 |
09-07085 | 09/27/2011 | Claimant(s): Louisiana Citizens Property Insurance Co Claimant Lawyers(s): James R Swanson Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co.. Respondent Lawyers(s): Jonathan K. Youngwood Arbitrator(s): Robert R. Wolf, Donald Milo Helton, William Gilbert Faulk Hearing Site: New Orleans, LA
| | $0 |
09-04067 | 03/02/2010 | Claimant(s): Cleveland Foret, Joan Foret Claimant Lawyers(s): James F. Willeford Respondent(s): Legg Mason Wood Walker, Sterne, Agee & Leach. Respondent Lawyers(s): Jason W. Gaarder, Meredith Jowers Lees Arbitrator(s): Robert H. Putnam, Michael T. Nobile, William Gilbert Faulk Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |