| 19-02750 | 04/20/2022 | Claimant(s): GMS Mine Repair and Maintenance.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Next Financial Group.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Linda Arlene Michler, Rosemary Christina Crawford, Michael J. Betts
Hearing Site: Pittsburgh, PA
|  | $0 |
| 20-01343 | 01/24/2022 | Claimant(s): Denice Azar Revocable Trust
Claimant Lawyers(s): Scott Lane
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert J. Scafuri, Michael D. McDowell, Linda Arlene Michler
Hearing Site: Pittsburgh, PA
| | Expungement |
| 21-00676 | 11/15/2021 | Claimant(s): Serdar Ayman
Claimant Lawyers(s): Serdar Ayman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
| | $0 |
| 20-02694 | 04/26/2021 | Claimant(s): Nicholas Losinno
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): LPL Financial LLC, Thomas Fross
Respondent Lawyers(s): Tracey Salomon-Smith
Arbitrator(s): Jim Geiger, Barry Goldman, James T. Carney
Hearing Site: Pittsburgh, PA
| | $0 |
| 20-00468 | 10/30/2020 | Claimant(s): Tracey Drabant
Claimant Lawyers(s): Tracey Drabant
Respondent(s): Jonathan Kuhn, Allegheny Investments, Ltd.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Jim Geiger, Richard W. Dissen, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | $5,000 |
| 20-00543 | 09/28/2020 | Claimant(s): Ronald Massari
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Michael J. Meeusen
Hearing Site: Pittsburgh, PA
| | $0 |
| 18-04121 | 02/18/2020 | Claimant(s): Rosemary Lanzo
Claimant Lawyers(s): Michael J. Betts
Respondent(s): John Lisowski, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Barry Goldman, Michael S. Berman, John Joseph Neely
Hearing Site: Pittsburgh, PA
| | $500,000 |
| 19-00641 | 02/03/2020 | Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | $150,000 |
| 18-03635 | 10/14/2019 | Claimant(s): Linda Gouza, Theodore Gouza
Claimant Lawyers(s): Chad M. Ostrosky
Respondent(s): LPL Financial LLC, Bryan Davis
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Richard W. Dissen, Edward W. Morris, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | $0 |
| 17-01434 | 06/05/2019 | Claimant(s): 0
Claimant Lawyers(s): 0
Respondent(s): Gregory Bauer, Waddell & Reed
Respondent Lawyers(s): Gregory R. Bauer, Richard H. Kuhlman
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
| | $420,824 |
