| 13-00051 | 09/05/2014 | Claimant(s): Marilyn McAllister
Claimant Lawyers(s): Kristian P. Kraszewiski
Respondent(s): Joel Blumenschein, Freedom Investors Corp.
Respondent Lawyers(s): Jennifer Woods Burke, Joel Reid Blumenschein
Arbitrator(s): Howard M. Miller
Hearing Site: Boston, MA
|  | Expungement |
| 12-04064 | 08/28/2014 | Claimant(s): Cabot North Orange 17
Claimant Lawyers(s): Howard Smolar
Respondent(s): Michael Burwick, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): Steven L. Falk, Thomas G. Nicholson
Arbitrator(s): Ronald L. Cheney, Sandor I. Rabkin, David J. Kaufman
Hearing Site: Boston, MA
| | Expungement |
| 13-02324 | 08/13/2014 | Claimant(s): East Boston Central Catholic School
Claimant Lawyers(s): David A. Conti
Respondent(s): Detwiler Fenton & Co., Detwiler Fenton Wealth Management Inc
Respondent Lawyers(s): Michael C. Moran
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
| | Expungement |
| 13-01248 | 08/08/2014 | Claimant(s): Nicholas Maloof
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): David Ellis, Sandor I. Rabkin, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
| 12-04117 | 07/25/2014 | Claimant(s): Joel Haycock
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Detwiler Fenton & Co.
Respondent Lawyers(s): Warren D. Hutchison
Arbitrator(s): Ronald L. Cheney, David Ellis, Thomas C. Tretter
Hearing Site: Boston, MA
| | $952,560 |
| 12-02880 | 05/20/2014 | Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
| | $35,821 |
| 13-01198 | 05/19/2014 | Claimant(s): Estate of Ardelle M. Correa
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Charles White, Barrett & Company
Respondent Lawyers(s): David A. Conti
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $0 |
| 13-02448 | 05/16/2014 | Claimant(s): Kimberly Adsit
Claimant Lawyers(s): Kimberly S. Adsit
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Shea
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $14,300 |
| 13-02416 | 05/08/2014 | Claimant(s): Lynn Royal
Claimant Lawyers(s): Lynn Royal
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Michael A. Nagy
Arbitrator(s): Peter M. Saparoff
Hearing Site: Boston, MA
| | $0 |
| 13-00049 | 04/09/2014 | Claimant(s): Patrick Cutter
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Friel, Steven Brewer
Respondent Lawyers(s): James B. Koch, Steven John Brewer
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
| | $0 |
