| 10-03818 | 12/02/2013 | Claimant(s): Carey C. Steger, Estate Donald Campbell
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chandler R Bridges, Harvey R. Linder, Mollie Wagner Neal
Hearing Site: Atlanta, GA
|  | $0 |
| 12-00064 | 02/26/2013 | Claimant(s): Catherine St. Clair
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Carol Li
Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason
Hearing Site: Atlanta, GA
| | Expungement |
| 11-01784 | 09/11/2012 | Claimant(s): Rollin Park
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors, Harry Oldham, Robert Haggard
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mollie Wagner Neal, David E. Morris, William Clay Gilbert
Hearing Site: Atlanta, GA
| | $0 |
| 11-04320 | 06/22/2012 | Claimant(s): Stephen M. & Jeanine J. Mordecai
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
| | $0 |
| 10-05826 | 12/01/2011 | Claimant(s): Debbie Houston, Laura Lett
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $130,300 |
| 10-00973 | 11/30/2011 | Claimant(s): John Speros, John Speros LLC, Michael S. Fletcher & Linda Fletcher, Ronald Reifler Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Mollie Wagner Neal, William P. McCorkle, John H. Beach
Hearing Site: Atlanta, GA
| | Expungement |
| 09-04514 | 06/10/2010 | Claimant(s): Virginia Kaye Corley
Claimant Lawyers(s): Barry D. Broome
Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | $0 |
