12-04241 | 06/22/2016 | Claimant(s): Sonia Romagosa Claimant Lawyers(s): Sonia Romagosa Respondent(s): Carlos Getino, Ameriprise Financial Services. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Gerald F. Corrigan, Laurent C. Vonderweidt, Joyce L. Hurley Hearing Site: Los Angeles, CA
| | $0 |
13-02835 | 05/27/2016 | Claimant(s): Joseph Sanberg Claimant Lawyers(s): Todd H. Stitt Respondent(s): Fidelity Brokerage Services LLC, Sean Oittinen, Stephen Fox Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Robert A. Lombardi Hearing Site: Los Angeles, CA
| | Expungement |
15-02039 | 04/29/2016 | Claimant(s): Frances Cey, Gilbert Solomon, Judy Solomon, Ronald Cey Claimant Lawyers(s): Adam Gana, Adam Weinstein Respondent(s): First Allied Securities. Respondent Lawyers(s): Valerie N. Gallo Arbitrator(s): Joyce L. Hurley, Annette Gres Shepherd, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | Expungement |
14-00399 | 09/18/2015 | Claimant(s): Denise Devenuto, Nandy Sarda, Denise Devenuto Living Trust Agreement, Nandy M. Sarda Living Trust dtd 12/20/06 Claimant Lawyers(s): Zala Forizs Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Rocha Respondent Lawyers(s): Megan Dagerman Arbitrator(s): M. Nelson Segel, Joyce L. Hurley, Eli Gabay Hearing Site: Las Vegas, NV
| | Expungement |
12-03175 | 12/10/2013 | Claimant(s): Walter Schild Claimant Lawyers(s): Arthur S. Leider Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley, Constance Ellen Boukidis, Owen Frances Hearing Site: Los Angeles, CA
| | Expungement |
13-00246 | 07/10/2013 | Claimant(s): Gagan Dang Claimant Lawyers(s): Gagan D. Dang Respondent(s): Capital One Sharebuilder. Respondent Lawyers(s): Todd Ratner Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
| | $600 |
12-02933 | 07/09/2013 | Claimant(s): Marianne Baldwin Claimant Lawyers(s): Irwin Stein Respondent(s): Mark Van Mourick, Gramercy Securities., Optivest. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Michael G. Clark, Christopher J. Rogers, Joyce L. Hurley Hearing Site: Los Angeles, CA
| | Expungement |
12-00976 | 03/28/2013 | Claimant(s): Charles Tilghman Claimant Lawyers(s): Charles S. Tilghman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
| | Expungement |
11-02566 | 12/21/2012 | Claimant(s): Idelji Corporation Defined Benefit Pensi, Khodyayar Family Trust DTD 5-12-05, By I Claimant Lawyers(s): Edward H Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC Montgomery Arbitrator(s): Arthur F. Brueggeman, Joyce L. Hurley, Mary M. O'Neil Hearing Site: Los Angeles, CA
| | Expungement |
11-03337 | 08/06/2012 | Claimant(s): Matthias Hong Claimant Lawyers(s): Matthias Hong Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Bradford Jacobowitz Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
| | $163 |