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FINRA Awards for Robert J. Scafuri

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Displaying 41-50 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0208010/08/2014Claimant(s): The Arthur E. Strunk Revocable Trust, da
Claimant Lawyers(s): John Hubbard
Respondent(s): Morgan Stanley, Shawn Burr
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Robert J. Scafuri, Anthony Allen Mogle
Hearing Site: Detroit, MI
Checkmark Icon$75,000
13-0233808/08/2014Claimant(s): Bruce Reynolds, Patricia Reynolds
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Louis Wright, Thomas Labeau, Wright Asset Management Group.
Respondent Lawyers(s): Anthony R. Paesano, Louis Albert Wright
Arbitrator(s): Robert J. Scafuri, Brace K. Case, Richard Joseph Rankin
Hearing Site: Detroit, MI
Checkmark Icon$276,000
10-0530107/16/2012Claimant(s): William Leathers
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Richard Scherer, Edward Jones
Respondent Lawyers(s): Christopher H. Tovar
Arbitrator(s): Robert J. Scafuri, John R. Main, James L. Karpen
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0122906/27/2012Claimant(s): David Yamamoto, Mary Yamamoto
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Elaine Sikorski, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$150
09-0403703/08/2011Claimant(s): Louis Bortolussi, Luanne Schafer, Nina Bortolussi
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Ameriprise Financial Services., William Bynum
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, Michael James Malone
Hearing Site: Detroit, MI
Checkmark Icon$30,000
10-0076111/01/2010Claimant(s): Keith Brodkorb
Claimant Lawyers(s): Meghan W. Cassidy
Respondent(s): Joseph Kelly, Prudential Securities
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Robert J. Scafuri, James L. Karpen, Ann W. Hartmann
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0072803/22/2010Claimant(s): Dale Z. Jablonski, Indiv & as TTEE of, Dale and Mary L. Jablonski , Indiv and
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Michael Czerny
Respondent Lawyers(s): Michael Kipland Czerny
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Barbara A. Johannessen
Hearing Site: Detroit, MI
Checkmark Icon$150,000
08-0057810/02/2009Claimant(s): The Arthur G. Schmidt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Dorcey, Edward Jones
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Robert J. Scafuri, Lawrence George Kloth, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$50,000
04-0496405/26/2009Claimant(s): Edward A. and Phyllis J. Garabedian
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0179805/19/2009Claimant(s): Edward Santangelo Irrevocable Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Jeremy Woolcott, Fifth Third Securuties.
Respondent Lawyers(s): Dennis K. Egan
Arbitrator(s): Robert J. Scafuri, Mark A. Cleland, Edward A. Porter
Hearing Site: Detroit, MI
Checkmark Icon$750,000

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