16-03605 | 08/24/2018 | Claimant(s): Kathy Wookey, Thomas Wookey Claimant Lawyers(s): Brett D. Zinner Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell Hearing Site: Rapid City, SD
| | $330,425 |
16-00644 | 08/08/2017 | Claimant(s): Bruce McKay, The McKay Family Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Dee Newell Hearing Site: Boise, ID
| | Expungement |
14-00618 | 03/09/2016 | Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust Claimant Lawyers(s): M. Nelson Segel Respondent(s): Michael Self, First Financial Equity Corporation Respondent Lawyers(s): Brian J. Palmer Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo Hearing Site: Las Vegas, NV
| | $0 |
11-03801 | 12/27/2012 | Claimant(s): Brenda Y. Ward Living Trust DTD 2/3/04 Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): CM Securities a/k/a CMC Financial S Respondent Lawyers(s): William D. Schuller Arbitrator(s): Stanley H. Herbst, Dee Newell, William Ogburn Huggins Hearing Site: Las Vegas, NV
| | $445,800 |
12-02230 | 11/19/2012 | Claimant(s): Richard & Patricia Ornstein Claimant Lawyers(s): Richard Ornstein Respondent(s): Seth Grano Respondent Lawyers(s): Dave Lenny Arbitrator(s): Dee Newell Hearing Site: Las Vegas, NV
| | $11,450 |
10-04170 | 09/10/2012 | Claimant(s): David DeBerry IRA, Rebecca DeBerry, IRA, David Keith DeBerry Irrevocable Trust I,, David Keith Deberry Irrevocable Trust II, DeBerry Revocable Living Trust, David an, Sharon Lynn DeBerry Irrevocable Trust I,, Sharon Lynn DeBerry Irrevocable Trust II, Sheila Ann DeBerry Lea Irrevocable Trust Claimant Lawyers(s): Adam Nativ, Dale Ledbetter, George M. Fleming Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Douglas Edwards, George Frederick Garris, Dee Newell Hearing Site: Las Vegas, NV
| | $0 |
10-03408 | 01/09/2012 | Claimant(s): David Garcia, ARI-COP Claimant Lawyers(s): David Liebrader Respondent(s): Wedbush Securities Inc., David Marina, Patrick Wainscott Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Leonard Willig, Benjamin F. Breslauer, Dee Newell Hearing Site: Las Vegas, NV
| | Expungement |
09-03016 | 07/19/2011 | Claimant(s): Vickie Parrish, EB and Vickie Tedesco Family Trust Claimant Lawyers(s): David Liebrader Respondent(s): Wells Fargo Investments, Jon Erickson, Patricia Fontan-Sorlie Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Laurel Littman Gothelf, Dean C. Abraham, Dee Newell Hearing Site: Las Vegas, NV
| | Expungement |
09-05253 | 10/11/2010 | Claimant(s): The Estate of Lawrence D. Burns Claimant Lawyers(s): Richard B. Fosher Respondent(s): Mid-Ohio Securities Corp Respondent Lawyers(s): Kenneth A. Bravo Arbitrator(s): Steven K. Lum, Gregory B. Wood, Dee Newell Hearing Site: Las Vegas, NV
| | $280,684 |
09-02491 | 09/23/2010 | Claimant(s): Vikki Okasaki Claimant Lawyers(s): Vikki Okasaki Respondent(s): Citigroup Global Markets., Paul Couch Respondent Lawyers(s): Daren A. Luma Arbitrator(s): Philip H. Marmurowski, Stephen F. Kempa, Dee Newell Hearing Site: Las Vegas, NV
| | $15,500 |