| 07-03136 | 03/25/2010 | Claimant(s): Kerry Budry
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Julie H. Firestone, William J. Schifino
Arbitrator(s): Patrick R. Sughroue, John G. Martin, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
|  | $399,139 |
| 07-02801 | 03/22/2010 | Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Edward M. Olson, Joseph R. Papo, Martin Brosnan
Hearing Site: Detroit, MI
| | $588,490 |
| 09-00652 | 03/03/2010 | Claimant(s): Angelain Loggins, Dwayne Loggins
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Buschmohle
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Anthony J. Bove, Jacqueline R. Fox, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $61,891 |
| 07-02750 | 02/18/2010 | Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich
Hearing Site: Detroit, MI
| | $170,000 |
| 09-00905 | 11/18/2009 | Claimant(s): Richard Moffitt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adam Spero, Anthony Urrico, Investors Capital Corporation
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Harvey Frank, John P. Gouttiere, William C. Alsover
Hearing Site: Detroit, MI
| | $273,749 |
| 08-00578 | 10/02/2009 | Claimant(s): The Arthur G. Schmidt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Dorcey, Edward Jones
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Robert J. Scafuri, Lawrence George Kloth, Lee Hornberger
Hearing Site: Detroit, MI
| | $50,000 |
| 08-01798 | 05/19/2009 | Claimant(s): Edward Santangelo Irrevocable Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Jeremy Woolcott, Fifth Third Securuties.
Respondent Lawyers(s): Dennis K. Egan
Arbitrator(s): Robert J. Scafuri, Mark A. Cleland, Edward A. Porter
Hearing Site: Detroit, MI
| | $750,000 |
| 05-05474 | 01/23/2009 | Claimant(s): John Carpenter
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Royal Alliance Associates., Steven Muntin
Respondent Lawyers(s): Gary M. Saretsky
Arbitrator(s): George H. Zinn, Burton L. Ansell
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 08-00126 | 01/21/2009 | Claimant(s): David Baiocco, Kathleen Baiocco
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adolph Tieppo, American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano
Arbitrator(s): Jennifer Ann Shandler, William P. Thorpe, Paul Sislin
Hearing Site: Detroit, MI
| | $60,225 |
| 07-02308 | 01/15/2009 | Claimant(s): Suzette Roth
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Harold Magill, National Financial Services LLC, The Riderwood Group Incorporated
Respondent Lawyers(s): David M. Chromy, Michael G. Shannon, Neal Brickman
Arbitrator(s): Robert J. Scafuri, Walter L. Baumgardner, Lee Hornberger
Hearing Site: Detroit, MI
| | $550,000 |
